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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2017-06-30
  • NC RA
    APPROVED
    Since 2017-06-30

Branch Locations

100 N Tryon St, Charlotte, NC 28255 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 07/2011 Present
Other Businesses

*1234284 For profit or not for profit: Entity For Profit Name of outside business organization: Walmart Inc. Investment related: N Address of business: Bentonville, Arkansas, 72716 Nature of business: ["Corporation"] Position, title, association: ["Other"], Start date of relationship: 3/29/2023 Number of hours devoted: 10 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: delivery driver for Spark App for groceries/food and goods, Gig work as grocery/delivery driving for Spark App - Walmart I*1943260 , Entity Type,For Profit Name of OBA: Verti LLC. Address:Camden,NJ,08102 Investment Related: NO Position, Title, Association: Employee Employee Start Date: 08/19/2024 No Hours: 30 YEARLY No Hours during trading:0 Duties:Administrative help I*2654293, Entity Type,For Profit, Name of OBA:Phillion LLC, Address: PhiladelphiaPennsylvania19140,Investment Related: NO,Position, Title, Association: General Partner/Managing Member,Employee Start Date: 07/23/2025,No Hours:5 MONTHLY, No Hours during trading:0 Duties:Phillion LLC engages in rental property management and other lawful business activities unrelated to my primary employment. Oversee and coordinate company activities in a limited capacity without impacting my primary employment.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-28
  • S66 Uniform Combined State Law Examination
    2017-06-28

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