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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2017-06-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 07/2011 | Present |
*1234284 For profit or not for profit: Entity For Profit Name of outside business organization: Walmart Inc. Investment related: N Address of business: Bentonville, Arkansas, 72716 Nature of business: ["Corporation"] Position, title, association: ["Other"], Start date of relationship: 3/29/2023 Number of hours devoted: 10 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: delivery driver for Spark App for groceries/food and goods, Gig work as grocery/delivery driving for Spark App - Walmart I*1943260 , Entity Type,For Profit Name of OBA: Verti LLC. Address:Camden,NJ,08102 Investment Related: NO Position, Title, Association: Employee Employee Start Date: 08/19/2024 No Hours: 30 YEARLY No Hours during trading:0 Duties:Administrative help I*2654293, Entity Type,For Profit, Name of OBA:Phillion LLC, Address: PhiladelphiaPennsylvania19140,Investment Related: NO,Position, Title, Association: General Partner/Managing Member,Employee Start Date: 07/23/2025,No Hours:5 MONTHLY, No Hours during trading:0 Duties:Phillion LLC engages in rental property management and other lawful business activities unrelated to my primary employment. Oversee and coordinate company activities in a limited capacity without impacting my primary employment.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-28 |
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