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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-12-11
  • CA RA
    APPROVED
    Since 2020-12-11

Branch Locations

949 S Coast Drive Suite 220, Costa Mesa, CA 92626 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Newport Beach CA 06/2012 08/2018
Mml Investors Services Llc Newport Beach CA 05/2013 08/2018
Guardian Life Insurance Company San Ramon CA 08/2018 05/2021
Park Avenue Securities San Ramon CA 08/2018 05/2021
Guardian Life Insurance Company Irvine CA 05/2021 09/2022
Park Avenue Securities Irvine CA 05/2021 09/2022
Guardian Life Insurance Company Costa Mesa CA 09/2022 Present
Park Avenue Securities Costa Mesa CA 09/2022 Present
  • 06/2012 → 08/2018
    Massmutual Life Insurance Company
    Newport Beach, CA
  • 05/2013 → 08/2018
    Mml Investors Services Llc
    Newport Beach, CA
  • 08/2018 → 05/2021
    Guardian Life Insurance Company
    San Ramon, CA
  • 08/2018 → 05/2021
    Park Avenue Securities
    San Ramon, CA
  • 05/2021 → 09/2022
    Guardian Life Insurance Company
    Irvine, CA
  • 05/2021 → 09/2022
    Park Avenue Securities
    Irvine, CA
  • 09/2022 → Present
    Guardian Life Insurance Company
    Costa Mesa, CA
  • 09/2022 → Present
    Park Avenue Securities
    Costa Mesa, CA
Other Businesses

1. Pico Rivera Partners, LLC-Real Estate Investment LLC, Start: 02/26/2019, Address: 7930 Paramount Blvd., Pico Rivera CA 90660, 0 hrs per month, Investment related, 2.) Trustee for parents investment/pension accounts- My mom and dad are opening PAS account and I will be the trustee. , Start: 08/18/2022, Address: 14730 Beach Blvd, Suite 223 Fullerton, CA 92833, 2 total hours per month 2 during securities trading hours, Investment related, Less than 10% annual compensation, 3) Ash Brokerage-insurance outside of Guardian, Start: 08/01/2025, Address: 949 S Coast Dr, Suite 220 Costa Mesa, CA 92626, 2 total hours per month 2 during securities trading hours, Investment related, Less than 10% annual compensation,

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-12-03
S63 Uniform Securities Agent State Law Examination 2014-04-04
  • S65 Uniform Investment Adviser Law Examination
    2020-12-03
  • S63 Uniform Securities Agent State Law Examination
    2014-04-04

View on SEC IAPD

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