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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-12-11 |
Branch Locations
949 S Coast Drive Suite 220, Costa Mesa, CA 92626 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Newport Beach | CA | 06/2012 | 08/2018 |
| Mml Investors Services Llc | Newport Beach | CA | 05/2013 | 08/2018 |
| Guardian Life Insurance Company | San Ramon | CA | 08/2018 | 05/2021 |
| Park Avenue Securities | San Ramon | CA | 08/2018 | 05/2021 |
| Guardian Life Insurance Company | Irvine | CA | 05/2021 | 09/2022 |
| Park Avenue Securities | Irvine | CA | 05/2021 | 09/2022 |
| Guardian Life Insurance Company | Costa Mesa | CA | 09/2022 | Present |
| Park Avenue Securities | Costa Mesa | CA | 09/2022 | Present |
1. Pico Rivera Partners, LLC-Real Estate Investment LLC, Start: 02/26/2019, Address: 7930 Paramount Blvd., Pico Rivera CA 90660, 0 hrs per month, Investment related, 2.) Trustee for parents investment/pension accounts- My mom and dad are opening PAS account and I will be the trustee. , Start: 08/18/2022, Address: 14730 Beach Blvd, Suite 223 Fullerton, CA 92833, 2 total hours per month 2 during securities trading hours, Investment related, Less than 10% annual compensation, 3) Ash Brokerage-insurance outside of Guardian, Start: 08/01/2025, Address: 949 S Coast Dr, Suite 220 Costa Mesa, CA 92626, 2 total hours per month 2 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 2014-04-04 |
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