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1701 1St Avenue, Rock Island, IL 61201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-12-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Parkland Securities | Ann Arbor | MI | 08/2014 | 11/2018 |
| The Advisory Group, Inc. | Davenport | IA | 11/2018 | 10/2024 |
| Planmember Securities Corporation | Carpinteria | CA | 11/2018 | 10/2024 |
| Mwa Financial Services Inc. | Rock Island | IL | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 2011-09-30 |
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