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8911 N. Capital Of Texas Highway Suite 4200, Austin, TX 78759 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-02-23 |
| TX | RA | APPROVED | 2024-01-04 |
Branch Locations
Los Angeles, CA • United States
8911 N. Capital Of Texas Highway Suite 4200, Austin, TX 78759 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Harry Productions, Llc | Los Angeles | CA | 12/1999 | 03/2021 |
| Independent Financial Partners | Los Angeles | CA | 11/2014 | 10/2016 |
| Barnes & Company Investment Counsel, Llc | Los Angeles | CA | 04/2016 | 01/2022 |
| Raising Capital | Los Angeles | CA | 04/2022 | Present |
| Britehorn Securities | Denver | CO | 05/2022 | 11/2023 |
| Umergence Llc | Plantsville | CT | 11/2023 | Present |
| Sole Proprietor | Los Angeles | CA | 01/2022 | 04/2022 |
| Decca Private Welath Management, Inc. | Austin | TX | 01/2024 | Present |
| The Stanford And Adrienne Rubin Family Trust | Los Angeles | CA | 12/2013 | 05/2022 |
UMERGENCE LLC; INV REL; REG REP/BROKER DEALER; PLANTSVILLE, CT; 11/2023; 30 HRS/MO; 20 DURING SEC HRS; 70% OF TIME SPENT IN THIS BUSINESS PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-04-18 |
| S65 | Uniform Investment Adviser Law Examination | 2011-08-06 |
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