Randall Kent Rubin

Employer firm

Decca Private Wealth Management, Inc. CRD 328165

$7.00M regulatory AUM 45 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1999 → 03/2021
  Harry Productions, Llc
  Los Angeles, CA
• 11/2014 → 10/2016
  Independent Financial Partners
  Los Angeles, CA
• 04/2016 → 01/2022
  Barnes & Company Investment Counsel, Llc
  Los Angeles, CA
• 04/2022 → Present
  Raising Capital
  Los Angeles, CA
• 05/2022 → 11/2023
  Britehorn Securities
  Denver, CO
• 11/2023 → Present
  Umergence Llc
  Plantsville, CT
• 01/2022 → 04/2022
  Sole Proprietor
  Los Angeles, CA
• 01/2024 → Present
  Decca Private Welath Management, Inc.
  Austin, TX
• 12/2013 → 05/2022
  The Stanford And Adrienne Rubin Family Trust
  Los Angeles, CA

Previous Registrations

• 2016-04-06 → 2022-01-04
  Barnes & Company Investment Counsel, Llc
  Los Angeles, CA
• 2014-11-03 → 2016-10-18
  Independent Financial Partners
  Los Angeles, CA
• 2011-12-13 → 2014-01-08
  Rkr Equity Group,Llc
  Los Angeles, CA

Other Businesses

UMERGENCE LLC; INV REL; REG REP/BROKER DEALER; PLANTSVILLE, CT; 11/2023; 30 HRS/MO; 20 DURING SEC HRS; 70% OF TIME SPENT IN THIS BUSINESS PRACTICE.

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-04-18
• S65 Uniform Investment Adviser Law Examination
  2011-08-06

Other Names

• Randall Rubin