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Siamak Vazeen

Charles Schwab & Co., Inc.

Charlotte, NC

Cary, NC

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-08-15
  • NC RA
    APPROVED
    Since 2023-08-15

Branch Locations

4529 Sharon Road, Charlotte, NC 28211-3521 • United States

223 Weston Parkway, Cary, NC 27513 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Charlotte NC 04/2014 09/2023
Charles Schwab & Co., Inc. Charlotte NC 08/2023 Present
Charles Schwab Bank, Ssb Charlotte NC 09/2023 Present
  • 04/2014 → 09/2023
    Td Ameritrade, Inc.
    Charlotte, NC
  • 08/2023 → Present
    Charles Schwab & Co., Inc.
    Charlotte, NC
  • 09/2023 → Present
    Charles Schwab Bank, Ssb
    Charlotte, NC
Previous Registrations
  • 2014-04-30 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Charlotte, NC
    Charlotte, NC
  • 2014-04-30 → 2022-10-14
    Td Ameritrade, Inc.
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-29
  • S66 Uniform Combined State Law Examination
    2014-04-29
Other Names
  • Siamak Vazeen-Motlagh
  • Siamak Vazeen Motlagh
  • Sam Vazeen

View on SEC IAPD

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