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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-06-26
  • MI RA
    APPROVED
    Since 2026-06-26

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

39555 Orchard Hill Pl Ste 169, Novi, MI 48375 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2013-12-03
  • MI RA
    APPROVED
    Since 2013-12-03

Branch Locations

39555 Orchard Hill Pl, Ste 169, Novi, MI 48375 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Livonia MI 08/2013 Present
Mariner Independent Advisor Network, Llc Livonia MI 11/2013 07/2026
Private Advisor Group, Llc Morristown NJ 06/2026 Present
Previous Registrations
  • 2016-07-12 → 2026-06-26
    Livonia, MI
    Novi, MI
  • 2013-11-25 → 2016-07-08
    Strategic Wealth Advisors Group
    Novi, MI
  • 2010-08-11 → 2013-09-12
    Next Financial Group, Inc.
    Northville, MI
    Houston, TX
Other Businesses

1. 8/28/2013: No Business Name - Investment Related - Livonia, MI 48150 - Real Estate Rental - Property Manager - Time Spent 1%. 2. 5/3/2016 - Slankster Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/01/2016 - 40 Hours Per Month During Securities Trading. 3. 7/27/2016 - Slankster Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 06/01/2016 - 10 Hours Per Month During Securities Trading - Lines of insurance: Life, Fixed, LTC and Disability 4. 07/08/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 5/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-12-21
S63 Uniform Securities Agent State Law Examination 2000-05-05
  • S65 Uniform Investment Adviser Law Examination
    2000-12-21
  • S63 Uniform Securities Agent State Law Examination
    2000-05-05

View on SEC IAPD

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