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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-07-12
  • FL RA
    APPROVED
    Since 2022-07-12

Branch Locations

Citi Private Bank 201 S. Biscayne Blvd, Fl 31 Ste 3100 & Fl 33 Ste 3, Miami, FL 33131 • United States

Miami, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Miami FL 04/2010 06/2022
Wells Fargo Advisors Llc Miami FL 08/2011 11/2016
Wells Fargo Clearing Services, Llc Miami FL 11/2016 06/2022
Citi Group Miami FL 07/2022 Present
  • 04/2010 → 06/2022
    Wells Fargo Bank Na
    Miami, FL
  • 08/2011 → 11/2016
    Wells Fargo Advisors Llc
    Miami, FL
  • 11/2016 → 06/2022
    Miami, FL
  • 07/2022 → Present
    Citi Group
    Miami, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-28
S63 Uniform Securities Agent State Law Examination 2011-09-28
  • S66 Uniform Combined State Law Examination
    2022-02-28
  • S63 Uniform Securities Agent State Law Examination
    2011-09-28

View on SEC IAPD

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