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Urbandale, IA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APP_PEND_IARCE | 2026-01-01 |
| IA | RA | APPROVED | 2019-05-28 |
| TX | RA | APPROVED_RES | 2019-05-09 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Successful Resource Management, Ltd. | Urbandale | IA | 05/2013 | Present |
| Investacorp Inc | Miami | FL | 11/2013 | 09/2018 |
| Rothamel Wealth Management, Llc | Urbandale | IA | 04/2019 | Present |
1) Peter Rothamel Insurance, Investment Related, Conducted from 4812 63rd Street, Urbandale, IA 50322. The nature of the Outside Business Activity (OBA) is fixed insurance sales, my position in the organization is owner, the duties of this position are fixed insurance sales. 11/2012 was the start of the relationship with the other business and 0 hours are devoted to the other business per week and 5 of hours are devoted to the other business during securities trading hours per month. 2) Author, Non-Investment Related, Conducted from 4812 63rd Street, Urbandale, IA 50322. The nature of the Outside Business Activity (OBA) is book sales, my position in the organization is owner. The duties of this position are author of book titled "Let's Blame Everybody". 2010 was the start of the relationship with the other business and 0 hours are devoted to the other business per week and 0 of hours are devoted to the other business during securities trading hours per month. 3) CARTRIGHT & KENNEDY, INC, NON-INVESTMENT RELATED, CONDUCTED FROM 108 THIRD STREET, SUITE 322, DES MOINES, IA 50309. THE NATURE OF THE OUTSIDE BUSINESS ACTIVITY (OBA) IS CARTRIGHT & KENNEDY INC., MY POSITION IN THE ORGANIZATION IS OFFICER. 07/2016 WAS THE START OF THE RELATIONSHIP WITH THE OTHER BUSINESS AND 1 HOURS ARE DEVOTED TO THE OTHER BUSINESS PER WEEK AND 0 OF HOURS ARE DEVOTED TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-21 |
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