Adrian Anthony Andreotta

Employer firm

Osaic Institutions, Inc. CRD 35371

$6.49B regulatory AUM 7 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• SOLICITATION SERVICES FOR OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2010 → 01/2017
  Wells Fargo Bank Na
  Plantsville, CT
• 08/2011 → 11/2016
  Wells Fargo Advisors Llc
  Plantsville, CT
• 11/2016 → 01/2017
  Wells Fargo Clearing Services, Llc
  Bloomfield, CT
• 01/2017 → 01/2023
  Lpl Financial, Llc
  Newington, CT
• 01/2023 → Present
  Infinex Investments, Inc
  Meriden, CT

Previous Registrations

• 2017-01-27 → 2023-02-13
  Lpl Financial Llc
  West Hartford, CT
  Hartford, CT
  Newington, CT
  East Windsor, CT
  Glastonbury, CT
  Hartford, CT
  East Windsor, CT
  Newington, CT
  Poquonock, CT
  Vernon, CT
  Bloomfield, CT
• 2011-11-22 → 2017-02-01
  Wells Fargo Clearing Services, Llc
  Cheshire, CT
  Bloomfield, CT
  Purchase, NY
  Ridgefield, CT
  Plantsville, CT
  Melville, NY
  Melville, NY
  Bloomfield, CT

Other Businesses

1.) Charter fishing Boat. Captain, Owner. Not investment related. Starting May 2025. Chartering Boat. Approx 70 hours per month (primarily on weekends).

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-11-21
• S63 Uniform Securities Agent State Law Examination
  2011-11-07

Designations

• Certified Financial Planner

Other Names

• Adrian Anthony Andreotta
• Andreotta Anthony Adrian