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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-03-31 |
| NY | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED_RES | 2025-03-31 |
Branch Locations
150 Essex St, Millburn, NJ 07041-1631 • United States
Staten Island, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | New York | NY | 09/2013 | 11/2020 |
| Tiaa-Cref Individual & Institutional Services, Llc | New York | NY | 09/2013 | 11/2020 |
| Fidelity Investments | Millburn | NY | 01/2021 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
OBA-108867|OrgNmn:Nations LLC|Org Addr:Staten Isl,New York,US|OBA Nature:Sprots Cards and Memorabilia|Invst Rel:N|Title:Sole proprietor|Duties:Sales and shipping of sports card and memorabilia.|StrtDt:04-15-24|TotHrs/mon:5|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 2012-01-17 |
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