Raymond Scott Vanderwal

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2011 → 08/2017
  Wells Fargo Clearing Services, Llc
  Lone Tree, CO
• 08/2017 → 12/2025
  Lpl Financial, Llc
  Parker, CO
• 03/2021 → 09/2024
  Western Wealth Management Llc
  Parker, CO
• 09/2024 → 12/2025
  Gps Wealth Strategies Group, Llc
  Parker, CO
• 12/2025 → Present
  Raymond James Financial Services, Inc.
  Centennial, CO
• 12/2025 → Present
  Raymond James Financial Services Advisors, Inc.
  Centennial, CO

Previous Registrations

• 2024-09-09 → 2025-12-09
  Gps Wealth Strategies Group, Llc
  Centennial, CO
  Centennial, CO
• 2021-03-22 → 2024-09-09
  Western Wealth Management Llc
  Parker, CO
  Centennial, CO
• 2017-08-31 → 2022-10-28
  Lpl Financial Llc
  Parker, CO
  Red Feather Lakes, CO
  Centennial, CO
• 2011-10-18 → 2017-09-06
  Wells Fargo Clearing Services, Llc
  Englewood, CO
  Parker, CO
  Englewood, CO
  Greenwood Village, CO
  Greenwood Village, CO
  Lone Tree, CO

Other Businesses

Arrow Wealth Management, LLC. Not investment related. Centennial, CO. DBA / Support Company. Advisor. Started: 09/2017. 0 hours per month. 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2011-10-13

Designations

• Certified Financial Planner

Other Names

• Raymond Scott Vanderwal
• Raymond S Vanderwal