Tan Minh Phan

Current Employers

Employment History

• 08/2011 → 01/2018
  Prudential Insurance Company Of America
  San Francisco, CA
• 08/2011 → 01/2018
  Pruco Securities, Llc
  San Francisco, CA
• 02/2018 → Present
  Tan Wealth Management
  San Francisco, CA
• 02/2018 → Present
  Tan Minh Phan, Independent Licensed Insurance Agent
  San Francisco, CA
• 01/2020 → Present
  Golden Gate University, Ageno School Of Business
  San Francisco, CA
• 08/2017 → Present
  Alameda County Ihss
  Oakland, CA

Previous Registrations

• 2016-06-30 → 2018-01-19
  Pruco Securities, Llc.
  Walnut Creek, CA

Other Businesses

Alameda County IHSS~1423 E 20th Street, Oakland, CA 94606~In-Home Supportive Services / Home Care~N~Home Care Provider~08/2017~136 hrs/mo~12 trading hrs/mo~Provide non-investment-related in-home supportive services, including caregiving support, assistance with activities of daily living, household support, meal preparation, transportation, and related support services. No securities, investment advisory, financial planning, or insurance activities are conducted in this role. Tan Minh Phan, Independent Licensed Insurance Agent~74 Liebig Street, San Francisco, CA 94112~Insurance Products and Services~Y~Licensed Insurance Agent (CA License #0H59357)~10/13/2011~20 hrs/mo~15 trading hrs/mo~Act as an independent licensed insurance agent. Duties include discussing client insurance needs, providing education on insurance options, preparing quotes and illustrations, assisting with applications, coordinating with insurance carriers, servicing policies, and conducting periodic policy reviews. Products may include health, life, long-term care, disability, and annuity products, as permitted by applicable licenses and carrier appointments. No securities brokerage activity is conducted in this role. Golden Gate University, Ageno School of Business~536 Mission Street, San Francisco, CA 94105~Higher Education / Graduate Financial Planning Education~N~Adjunct Professor~01/2020~48 hrs/mo when teaching; 0 hrs/mo when not assigned~0 trading hrs/mo~Serve as an adjunct professor on an intermittent basis when assigned by the university. Duties include teaching graduate-level financial planning courses, preparing course materials, communicating with students, grading assignments, and performing related academic responsibilities. No securities transactions, insurance sales, or investment advisory services are conducted in this role.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-06-03
• S63 Uniform Securities Agent State Law Examination
  2011-11-26

Designations

Other Names

• Tan Phan