Matthew Lee Joines

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 08/2017
  Veracor, Llc
  Atlanta, GA
• 01/2013 → 08/2017
  Nfp Securities, Inc.
  Marietta, GA
• 09/2017 → 10/2019
  Kestra Financial, Inc.
  Alpharetta, GA
• 10/2019 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 10/2019 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2017-09-26 → 2019-10-25
  Kestra Advisory Services, Llc
  Alpharetta, GA
  Austin, TX
• 2016-05-04 → 2017-08-04
  Kestra Advisory Services, Llc
  Atlanta, GA
• 2015-02-12 → 2016-09-22
  Kestra Investment Services, Llc
  Atlanta, GA
  Austin, TX
  Austin, TX
  Marietta, GA

Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 2. Legacy Advisory Partners, 11175 Cicero Dr, Suite 100, Alpharetta, GA 30022, 09/2017, Retirement Operations Specialist, Consulting/Coaching, NIR, 160 HR/MO, 32 HR/MO Trading

Exams

• S66 Uniform Combined State Law Examination
  2015-01-16

Designations

• Certified Financial Planner

Other Names

• Matt L Joines