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Denver, CO • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-07-14 |
| TX | RA | APPROVED | 2024-01-30 |
| PA | RA | APPROVED | 2024-01-02 |
| CO | RA | APPROVED | 2023-12-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Iwr Advisors Llc | Denver | CO | 12/2023 | Present |
| Cbre | Exton | PA | 01/2023 | 09/2023 |
| The Collectors Depot, Llc | Exton | PA | 12/2001 | Present |
| Nestle Usa | Exton | PA | 12/2019 | 12/2021 |
| Starbucks Coffee Company | Exton | PA | 05/2008 | 11/2019 |
Name: The Collectors Depot, LLC Investment-related: No Address: 64 E Uwchlan Ave, #221, Exton, PA 19341 Nature: Retail Operations & Retail Consultancy Position: Managing Member Start Date: Approximate hours/month you devote to the other business: 12 hours/month Approximate number of hours/month you devote to the other business during securities trading hours: 0 hours/month Duties: Oversight of business strategy
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-08-22 |
| S66 | Uniform Combined State Law Examination | 2005-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-21 |
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