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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-08-14 |
| NH | RA | APPROVED | 2026-06-17 |
| ME | RA | APPROVED | 2026-05-27 |
Branch Locations
South Berwick, ME • United States
35 Braintree Hill Office Park Suite 106, Braintree, MA 02184 • United States
One Washington Street Suite Pj3, Dover, NH 03820 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | South Berwick | ME | 04/2026 | Present |
| Park Avenue Securities Llc | South Berwick | ME | 05/2026 | Present |
| Guardian Life Insurance Company | Braintree | MA | 04/2026 | Present |
| Park Avenue Securities Llc | Braintree | MA | 05/2026 | Present |
| Unemployed | South Berwick | ME | 04/2017 | 02/2018 |
| Simple Charters | Kittery | ME | 02/2015 | 04/2017 |
| Axa Advisors, Llc | New York | NY | 02/2018 | 11/2019 |
| First Anchor Financial | Portsmouth | NH | 11/2019 | 03/2020 |
| Gateway Retirement Solutions | Dover | NH | 03/2020 | 05/2020 |
| New York Life Insurance Co | Manchester | NH | 05/2020 | 03/2026 |
| Nylife Securities Llc | Manchester | NH | 09/2020 | 08/2023 |
| Eagle Strategies Llc | Manchester | NH | 02/2021 | 08/2023 |
| Equitable Advisors, Llc | New York | NY | 08/2023 | 03/2026 |
| Park Avenue Securities Llc | Dover | NH | 08/2026 | Present |
| Guardian Life Insurance Company | Dover | NH | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-02-15 |
| S63 | Uniform Securities Agent State Law Examination | 2018-06-19 |
| S66 | Uniform Combined State Law Examination | 2011-09-30 |
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