Inactive

James Rhead Sweeney

Switchpoint Financial Planning LLC

CRD 5964234

Claim This Profile

Employer firm

Switchpoint Financial Planning LLC CRD 282856

$367M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Switchpoint Financial Planning Llc

2901 W Bluegrass Blvd Suite 200 - 26, Lehi, UT 84048 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-09-11
AZ	RA	APPROVED	2018-04-02
UT	RA	APPROVED	2016-03-31

TX RA
APPROVED_RES

Since 2019-09-11
AZ RA
APPROVED

Since 2018-04-02
UT RA
APPROVED

Since 2016-03-31

Branch Locations

2901 W Bluegrass Blvd Suite 200 - 26, Lehi, UT 84048 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Switchpoint Financial Planning, Llc	Lehi	UT	02/2016	Present

02/2016 → Present

Switchpoint Financial Planning, Llc

Lehi, UT

Previous Registrations

2015-02-10 → 2016-02-24

The Martin Worley Group

Cottonwood Heights, UT
2011-10-28 → 2013-12-17

Knox Capital Advisors, Llc

Draper, UT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-10-10

S66 Uniform Combined State Law Examination

2011-10-10

Designations

Certified Financial Planner

Other Names

James Sweeney

View on SEC IAPD

Nearby Firms

MWA FINANCIAL SERVICES INC.

STATE FARM INVESTMENT MANAGEMENT CORP.

Nearby Investors

Arthur Craig Condie

RYAN CLARK ANDERSON

Nearby Offices

EDWARD JONES · LEHI, UT

MWA FINANCIAL SERVICES INC. · Lehi, UT

STATE FARM INVESTMENT MANAGEMENT CORP. · Lehi, UT

More in Lehi, UT

Reviews

No reviews yet

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor