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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-30
FL RA APPROVED 2019-03-28
  • TX RA
    APPROVED
    Since 2024-11-30
  • FL RA
    APPROVED
    Since 2019-03-28

Branch Locations

9000 Southside Blvd Investment Solutions Group, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Florida State College At Jacksonville Jacksonville FL 08/2008 05/2017
Wells Fargo Advisors, Llc Jacksonville Beach FL 08/2015 09/2016
Wells Fargo Bank Na Jacksonville Beach FL 08/2015 09/2016
Jp Morgan Chase Bank Neptune Beach FL 10/2016 02/2019
Jp Morgan Securities Llc Neptune Beach FL 10/2016 02/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 02/2019 Present
  • 08/2008 → 05/2017
    Florida State College At Jacksonville
    Jacksonville, FL
  • 08/2015 → 09/2016
    Wells Fargo Advisors, Llc
    Jacksonville Beach, FL
  • 08/2015 → 09/2016
    Wells Fargo Bank Na
    Jacksonville Beach, FL
  • 10/2016 → 02/2019
    Jp Morgan Chase Bank
    Neptune Beach, FL
  • 10/2016 → 02/2019
    Neptune Beach, FL
  • 02/2019 → Present
    Jacksonville, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-29
  • S66 Uniform Combined State Law Examination
    2012-12-29
Other Names
  • Stela Fikv

View on SEC IAPD

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