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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-08-16 |
| TX | RA | APPROVED | 2023-05-30 |
Branch Locations
101 E Kennedy Blvd, Tampa, FL 33602 • United States
100 N Westshore Blvd, Tampa, FL 33609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Miss Cranston Diner | Cranston | RI | 05/2006 | Present |
| Citizens Bank | Smithfield | RI | 08/2015 | 04/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | North Hollywood | CA | 04/2017 | Present |
| Bank Of America N.A. | Lincoln | RI | 04/2017 | 08/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 2016-05-16 |
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