Reid Grossman

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2020-02-22
TX	RA	APPROVED	2020-01-23

IN RA
APPROVED

Since 2020-02-22
TX RA
APPROVED

Since 2020-01-23

Branch Locations

Evansville, IN • United States

401 Se 6Th St Ste 204, Evansville, IN 47713 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Evansville	IN	01/2013	11/2016
Wells Fargo Clearing Services, Llc	Evansville	IN	11/2016	01/2020
Wells Fargo Advisors Financial Network, Llc	Evansville	IN	01/2020	Present

01/2013 → 11/2016

Wells Fargo Advisors, Llc

Evansville, IN
11/2016 → 01/2020

Wells Fargo Clearing Services, Llc

Evansville, IN
01/2020 → Present

Wells Fargo Advisors Financial Network, Llc

Evansville, IN

Previous Registrations

2013-03-20 → 2020-01-23

Wells Fargo Clearing Services, Llc

Evansville, IN

Other Businesses

GROSSMAN FINANCIAL GROUP, LLC, INVT RELATED, EVANSVILLE, IN, 50% OWNERSHIP, START DATE 1/27/2020, 160 HRS PER MONTH, 8 HRS DURING TRADING, FINET PRACTICE. 9747 MORRIS DRIVE; INV RELATED;EVANSVILLE,IN; RENTAL;100% OWNERSHIP; START DATE: 05/15/2026; 5 HRS PER MONTH; 0 HRS DURING TRADING; GROSSMAN PROPERTY RENTALS, LLC ; INV RELATED;EVANSVILLE,IN; RENTAL;100% OWNERSHIP; START DATE: 05/15/2026; 5 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-03-15

S66 Uniform Combined State Law Examination

2013-03-15

Other Names

Reid Micheal Grossman

View on SEC IAPD