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717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-01-30 |
| CA | RA | APPROVED | 2023-07-11 |
| KS | RA | APPROVED | 2023-06-22 |
| FL | RA | APPROVED | 2023-06-13 |
| NV | RA | APPROVED | 2023-05-23 |
| VA | RA | APPROVED | 2022-06-29 |
| AZ | RA | APPROVED | 2021-09-27 |
| TX | RA | APPROVED | 2021-07-01 |
Branch Locations
7000 North Mopac Expressway Suite 400, Austin, TX 78731 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Bank | Birmingham | AL | 10/2014 | 06/2021 |
| Bbva Securities Inc. | Austin | TX | 10/2014 | 06/2021 |
| Bbva Wealth Solutions Inc. | Austin | TX | 10/2014 | 06/2021 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 11/2014 | 06/2021 |
| Hilltop Securities Inc. | Austin | TX | 06/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 2011-11-01 |
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