Ian Mc Millin Staley

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 11/2018
  Signator Investors, Inc.
  Pleasanton, CA
• 11/2018 → Present
  Royal Alliance Associates, Inc.
  Pleasanton, CA

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Pleasanton, CA
  Huntington Beach, CA
• 2009-09-04 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Huntington Beach, CA
  Pleasanton, CA
• 2009-01-27 → 2009-09-04
  Transamerica Financial Advisors, Inc.
  Huntington Beach, CA
  Pleasanton, CA
• 2002-08-29 → 2009-01-06
  Emmett A Larkin Company, Inc.
  Livermore, CA
  Livermore, CA

Other Businesses

1) STALEY FINANCIAL SERVICES POSITION: Sole Proprietor/ Owner NATURE: SOLE PROPRIETOR/OWNER, INV-RELATED, DBA NAME/MARKETING NAME FOR INSURANCE & INVESTMENT BUSINESS, START 05/2011. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2011 ADDRESS: 11 Roman Eagle Court, Pleasanton CA 94566, United States DESCRIPTION: Life insurance sales, case design and planning.

Exams

• S66 Uniform Combined State Law Examination
  2000-06-28