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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-04-27
TX RA APPROVED 2012-01-11
AL RA APPROVED 2011-10-13
  • FL RA
    APPROVED
    Since 2021-04-27
  • TX RA
    APPROVED
    Since 2012-01-11
  • AL RA
    APPROVED
    Since 2011-10-13

Branch Locations

3674 Dauphin St, Mobile, AL 36608 • United States

Pensacola Beach, FL • United States

815 S Palafox St, Pensacola, FL 32502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mobile AL 07/2011 Present
Bank Of America, N.A. Mobile AL 08/2011 Present
Other Businesses

I*114227 For profit or not for profit: Non-Profit Organization Name of outside business organization: The Shirk Family Foundation Investment related: N Address of business: Mobile, Alabama 36695 Nature of business: Cooperative,Family Position, title, association: Officer, Start date of relationship: 4/2/2018 Number of hours devoted: 15 hour(s) Annually Number of hours devoted during trading hours: 10 Duties: Family Foundation in Memory of Judy Shirk, former ML employee; provides charitable grants to eligible 501(c) orgs in support of child & animal welfare & the arts. Serve as secretary; organize and plan application, vetted and grant award process.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-12
  • S66 Uniform Combined State Law Examination
    2011-10-12
Other Names
  • Michael Allen Shirk

View on SEC IAPD

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