Phillip T Dobbs

Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2011 → 02/2023
  Merrill Lynch, Pierce, Fenner And Smith Incorporated
  Winter Park, FL
• 09/2011 → 02/2023
  Bank Of America, N.A.
  Winter Park, FL
• 02/2023 → Present
  Rockefeller Financial Llc
  Winter Park, FL

Previous Registrations

• 2011-11-21 → 2023-02-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Winter Park, FL

Other Businesses

I*133026 For profit or not for profit: Non-Profit Organization Name of outside business organization: Florida Citrus Sports Investment related: N Address of business: Orlando, Florida 32805 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 6/1/2016 Number of hours devoted: 40 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Organization dedicated to increasing community pride, promoting tourism, stimulating economic development and ultimately benefitting charities, educational institutions and overall quality of life for central floridians

Exams

• S66 Uniform Combined State Law Examination
  2011-11-17

Designations

• Certified Financial Planner

Other Names

• Phillip Thomas Dobbs
• Phil Dobbs