Benjamin W Albaitis

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 05/2014 → Present
  Bank Of America, N.A.
  Houston, TX

Previous Registrations

• 2013-09-09 → 2014-01-14
  Edward Jones
  Houston, TX
  Houston, TX
  St Louis, MO

Other Businesses

I*74545 For profit or not for profit: Non-Profit Organization Name of outside business organization: The Ohio State Alumni Club of Houston Investment related: N Address of business: Houston, Texas 77018 Nature of business: Charitable Organization, Position, title, association: Officer, Start date of relationship: 6/1/2016 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: President of the Ohio State Alumni Club- Organize and Plan Football Watch Parties, Networking Events, Volunteer Events, and Scholarship Activities. I*1226353 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Houston, Texas, 77018 Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 4/3/2023 Number of hours devoted: 3 hour(s) Monthly Number of hours devoted during trading hours: 0

Exams

• S66 Uniform Combined State Law Examination
  2013-07-12

Other Names

• Benjamin William Albaitis