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Simone Lee Alston

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Columbia, MD

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-12-10
TX RA APPROVED 2019-12-20
NJ RA APPROVED 2019-11-04
  • MD RA
    APPROVED
    Since 2024-12-10
  • TX RA
    APPROVED
    Since 2019-12-20
  • NJ RA
    APPROVED
    Since 2019-11-04

Branch Locations

10320 Little Patuxent Pkwy, Columbia, MD 21044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bedminister NJ 05/2019 Present
Teach For America New York NY 05/2017 05/2019
Verizon Basking Ridge NJ 07/2015 05/2017
Bank Of America, N.A Bedminster NJ 07/2019 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-01
  • S66 Uniform Combined State Law Examination
    2019-11-01
Other Names
  • Simone A Lee
  • Simone Lee
  • Simone Alexis Lee

View on SEC IAPD

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