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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-06-26 |
| CA | RA | APPROVED | 2012-08-20 |
Branch Locations
2049 Century Park E Pbig - Century City, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 07/2011 | Present |
| Bank Of America, N.A. | Los Angeles | CA | 04/2015 | Present |
I*403966 Entity Charitable Name of OBA:California Baptist University Address:Riverside,California 92504 Investment Related:No Position, Title, Association:Board Member Employee Start Date:01/01/2024 No Hours:40 No Hours during trading:40 Duties:Board of Trustees member (4 year term). Will be on the Business Affairs committee (6 members) which also oversees the finance department of the university and I will NOT have access to any entity funds. Under the Business Affairs committee, will also be on an advisory committee with 3 other members to provide general guidance on how finance department should help oversee the endowment (I am not suggesting they invest in certain areas or funds, just providing input on oversight).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-16 |
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