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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-05-03 |
| NJ | RA | APPROVED | 2011-10-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Florham Park | NJ | 07/2011 | Present |
| Bank Of America, N.A. | Florham Park | NJ | 11/2011 | Present |
I*133542 For profit or not for profit: Non-Profit Organization Name of outside business organization: Beacon Unitarian Universalist Congregation Investment related: N Address of business: Summit, New Jersey 7901 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 3/2/2020 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I am co-chair of the Stewardship Team who develops the programs and plans for Annual Giving and other fundraising activities for the congregation. I*133535 For profit or not for profit: Non-Profit Organization Name of outside business organization: American Association of University Women Investment related: N Address of business: Randolph, New Jersey 7869 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 1/1/2020 Number of hours devoted: 10 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: I am a member of the 5 person scholarship Committee and we select the candidate(s) for an small scholarship each year ranging from $2-5000.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-05 |
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