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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-05-03
NJ RA APPROVED 2011-10-06
  • TX RA
    APPROVED
    Since 2012-05-03
  • NJ RA
    APPROVED
    Since 2011-10-06

Branch Locations

100 Campus Dr, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Florham Park NJ 07/2011 Present
Bank Of America, N.A. Florham Park NJ 11/2011 Present
Other Businesses

I*133542 For profit or not for profit: Non-Profit Organization Name of outside business organization: Beacon Unitarian Universalist Congregation Investment related: N Address of business: Summit, New Jersey 7901 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 3/2/2020 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I am co-chair of the Stewardship Team who develops the programs and plans for Annual Giving and other fundraising activities for the congregation. I*133535 For profit or not for profit: Non-Profit Organization Name of outside business organization: American Association of University Women Investment related: N Address of business: Randolph, New Jersey 7869 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 1/1/2020 Number of hours devoted: 10 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: I am a member of the 5 person scholarship Committee and we select the candidate(s) for an small scholarship each year ranging from $2-5000.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-05
  • S66 Uniform Combined State Law Examination
    2011-10-05
Other Names
  • Nancy Marie Seus

View on SEC IAPD

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