Mark Alford

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2011 → 07/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Winter Haven, FL
• 01/2007 → Present
  Express Printing Of Winter Haven, Inc.
  Winter Haven, FL
• 11/2011 → 07/2017
  Bank Of America, N.A.
  Winter Haven, FL
• 07/2017 → Present
  J.P. Morgan Securities Llc
  Lakeland, FL
• 07/2017 → Present
  Jpmorgan Chase Bank, N.A.
  Lakeland, FL

Previous Registrations

• 2011-10-19 → 2017-07-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Winter Haven, FL
  Winter Haven, FL
  Lakeland, FL

Other Businesses

ACTIVITY TYPE: 4 - OUTSIDE BUSINESS ACTIVITY WITH A NOT-FOR-PROFIT ORGANIZATION NAME OF ENTITY: POLK COUNTY FOR LIFE, INC. POSITION: PRESIDENT START DATE: 10/9/2015 ADDRESS: Lakeland, FL DETAILS: PROVIDE EDUCATION AND PROMOTE PROLIFE AND SEXUAL PURITY. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 0-2 HOURS DURING TRADING: 0-1 I*43583 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: EXPRESS PRINTING OF WINTER HAVEN, INC. INVESTMENT RELATED: N ADDRESS OF BUSINESS: 757 CYPRESS GARDENS BLVD, WINTER HAVEN, FLORIDA 33880 NATURE OF BUSINESS: S-CORP, POSITION, TITLE, ASSOCIATION: President START DATE OF RELATIONSHIP: 1/1/2007 NUMBER OF HOURS DEVOTED: 15 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: BUSINESS IS A QUICK PRINTER; DUTIES ARE oversight of store manager

Exams

• S66 Uniform Combined State Law Examination
  2011-10-17

Designations

• Certified Financial Planner