A. Dowl Knight

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2012-07-06

SC RA
APPROVED

Since 2012-07-06

Branch Locations

115 Mcnulty St, Blythewood, SC 29016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Columbia	SC	10/2011	03/2020
Ameriprise Financial Services, Llc	Blythewood	SC	03/2020	Present

10/2011 → 03/2020

Ameriprise Financial Services, Inc.

Columbia, SC
03/2020 → Present

Ameriprise Financial Services, Llc

Blythewood, SC

Other Businesses

Real Estate Ownership; Commercial; Two Notch Road Columbia SC, ,; ; 01/01/2005 / Lot/Land; Office Park Court Columbia SC, ,; ; 04/01/2006. Business Ownership; A Dowl Knight & Company PC; ; Tax Preparation; 9357 Two Notch RoadColumbia SC 29223, ,; ; 01/01/2000; 60 hours per month; . Fiduciary Activities . Outside Employment; A Dowl Knight & Company PC; CPA -; Tax Preparation; 9357 Two Notch RdColumbia SC 29223, ,; ; 09/15/1990; 60 hours per month; .

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-07-03

S66 Uniform Combined State Law Examination

2012-07-03

View on SEC IAPD