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111 West Houston Street, San Antonio, TX 78205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-23 |
Branch Locations
1700 Post Oak Blvd Suite 120, Houston, TX 77056 • United States
111 West Houston Street, San Antonio, TX 78205 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Houston | TX | 09/2015 | 07/2018 |
| Massmutual Life Insurance Co | Houston | TX | 03/2012 | 07/2018 |
| Voya Financial Partners, Llc | Bellaire | TX | 07/2018 | 03/2021 |
| Voya | Bellaire | TX | 07/2018 | 03/2021 |
| Fisher Investments | Plano | TX | 10/2024 | 08/2025 |
| Palabra Llc | Bellaire | TX | 01/2019 | 10/2024 |
| Frost Bank | Houston | TX | 01/2026 | Present |
| Frost Brokerage Services | Houston | TX | 01/2026 | Present |
| Frost Investment Services | Houston | TX | 01/2026 | Present |
| Unemployed | Houston | TX | 09/2025 | 12/2025 |
(1) Frost Bank - Frost Wealth Advisors; Investment related; 111 West Houston Street, San Antonio, TX 78205; Fiduciary and Administrative Financial Services; Retirement Services Business Development Officer; Started 01/2026; Approx. 120-160hrs/mo; Approx. 120-160hrs/mo; Manage and maintain investment accounts, including IRAs, retirement plans, and custody relationships, in an operational and administrative capacity. Ensure compliance, maintain accurate records, and do not provide security recommendations or portfolio management, which is handled by assigned portfolio managers. The role is salaried with no commission-based earnings or compensation tied to investment recommendations.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-04-17 |
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