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Charles Hunt Griffith

Wells Fargo Clearing Services, LLC

Mobile, AL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2024-02-16
TX RA APPROVED 2024-02-16
  • AL RA
    APPROVED
    Since 2024-02-16
  • TX RA
    APPROVED
    Since 2024-02-16

Branch Locations

41 W I-65 Service Road N Ste 220, Mobile, AL 36608 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Mobile AL 07/2011 02/2024
Wells Fargo Clearing Services, Llc Mobil.E AL 02/2024 Present
Morgan Stanley Private Bank, N.A New York NY 01/2015 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-27
  • S66 Uniform Combined State Law Examination
    2013-09-27
Other Names
  • Hunt Griffith
  • C Hunt Griffith

View on SEC IAPD

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