Best Investors Account Sign in

Nicholis Cole

Edward Jones

Leawood, KS

Claim This Profile
Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-12-14
KS RA APPROVED 2023-12-13
  • TX RA
    APPROVED_RES
    Since 2023-12-14
  • KS RA
    APPROVED
    Since 2023-12-13

Branch Locations

8014 State Line Rd Suite 202, Leawood, KS 66208-3712 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed Inc Overland Park KS 03/2012 09/2016
American Century Investment Services Inc. Kansas City MO 08/2016 03/2019
Merrill Lynch, Pierce, Fenner & Smith Inc/Bank Of America, N.A. Leawood KS 03/2019 08/2020
Fisher Investments Camas WA 08/2020 02/2022
Pacer Advisors, Inc. Malvern PA 03/2022 12/2023
Edward Jones St Louis MO 12/2023 Present
  • 03/2012 → 09/2016
    Waddell & Reed Inc
    Overland Park, KS
  • 08/2016 → 03/2019
    American Century Investment Services Inc.
    Kansas City, MO
  • 03/2019 → 08/2020
    Merrill Lynch, Pierce, Fenner & Smith Inc/Bank Of America, N.A.
    Leawood, KS
  • 08/2020 → 02/2022
    Fisher Investments
    Camas, WA
  • 03/2022 → 12/2023
    Pacer Advisors, Inc.
    Malvern, PA
  • 12/2023 → Present
    Edward Jones
    St Louis, MO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-05-24
S63 Uniform Securities Agent State Law Examination 2016-08-15
  • S65 Uniform Investment Adviser Law Examination
    2018-05-24
  • S63 Uniform Securities Agent State Law Examination
    2016-08-15
Other Names
  • Nicholis Jay Cole
  • Nick Cole
  • Nicholis Cole

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
FIRST NATIONAL ADVISERS, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
TFB ADVISORS, LLC
BEACON WEALTH ADVISORY
FREESTATE ADVISORS LLC
GAUGHAN & CONNEALY WEALTH MANAGEMENT, LLC

Other Investors

COREY RANDALL BIERL
JASON BRETT COLE
JAY PATRICK SIMPSON
MATTHEW JOHN SCHOENFELD
NATHAN DAVID PAULSON
Michael Nathan Paulson
MICHAEL FRANK BACA
THOMAS SCOTT WOODWARD

Other Offices

LPL FINANCIAL LLC · LEAWOOD, KS
LPL FINANCIAL LLC · LEAWOOD, KS
STATE FARM INVESTMENT MANAGEMENT CORP. · Leawood, KS
FIRST NATIONAL ADVISERS, LLC · Overland Park, KS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
TFB ADVISORS, LLC · OVERLAND PARK, KS
BEACON WEALTH ADVISORY · OVERLAND PARK, KS

More in Leawood, KS

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor