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Holley Ella Hartley

Charles Schwab & Co., Inc.

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-13
  • TX RA
    APPROVED
    Since 2025-09-13

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P/Mercer Allied Dallas TX 11/2010 01/2021
Goldman Sachs & Co., Inc. Dallas TX 01/2021 07/2025
Charles Schwab & Co., Inc. Westlake TX 09/2025 Present
Charles Schwab Bank, Ssb Westlake TX 09/2025 Present
  • 11/2010 → 01/2021
    The Ayco Company, L.P/Mercer Allied
    Dallas, TX
  • 01/2021 → 07/2025
    Goldman Sachs & Co., Inc.
    Dallas, TX
  • 09/2025 → Present
    Charles Schwab & Co., Inc.
    Westlake, TX
  • 09/2025 → Present
    Charles Schwab Bank, Ssb
    Westlake, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-16
  • S66 Uniform Combined State Law Examination
    2012-03-16
Other Names
  • Holley Hartley

View on SEC IAPD

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