Jonathan David Keith

Employer firm

Laguna Capital Management, Inc. CRD 269869

$97.5M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Laguna Capital Management, Inc.

1225 Coast Village Road Suite G, Santa Barbara, CA 93108 • United States

Current Registrations

Authority	Category	Status	Date
OK	RA	APPROVED	2024-01-11
CA	RA	APPROVED	2015-12-04

OK RA
APPROVED

Since 2024-01-11
CA RA
APPROVED

Since 2015-12-04

Branch Locations

Jenks, OK • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Laguna Capital Management, Inc.	Santa Barbara	CA	12/2015	Present

12/2015 → Present

Laguna Capital Management, Inc.

Santa Barbara, CA

Previous Registrations

2012-10-10 → 2015-12-14

Lpl Financial Llc

Santa Barbara, CA

Other Businesses

Scout Wealth Advisors, LLC; Investment Related; 16 N Marengo Ave, Suite 303, Pasadena, CA 91101; Registered Investment Adviser; Strategic Adviser (non-registered); 06.01.2026; 10 hours per month during securities trading hours; Provide coaching/guidance to the firm's IARs.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-10-09

S66 Uniform Combined State Law Examination

2012-10-09

Designations

Certified Financial Planner

Other Names

Jonathan Keith

View on SEC IAPD