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Alexander Louis Blum

Wells Fargo Clearing Services, LLC

Philadelphia, PA

Kennett Square, PA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-04-26
PA RA APPROVED 2022-04-25
  • NJ RA
    APPROVED
    Since 2022-04-26
  • PA RA
    APPROVED
    Since 2022-04-25

Branch Locations

100 N 18Th St 22Nd Fl [L2-Rbo], Philadelphia, PA 19103 • United States

400 Scarlet Rd, Kennett Square, PA 19348 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Kennett Square PA 11/2017 Present
Wells Fargo Clearing Services, Llc Kennett Square PA 10/2021 Present
Unemployed Watertown CT 06/2016 11/2017
  • 11/2017 → Present
    Wells Fargo Bank, Na
    Kennett Square, PA
  • 10/2021 → Present
    Wells Fargo Clearing Services, Llc
    Kennett Square, PA
  • 06/2016 → 11/2017
    Unemployed
    Watertown, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-25
  • S66 Uniform Combined State Law Examination
    2022-04-25
Other Names
  • Alexander L Blum
  • Alex Blum
  • Alexander Blum

View on SEC IAPD

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