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Valerie Jean Morris

Morgan Stanley

Newport Beach, CA

Los Angeles, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-01
CA RA APPROVED 2022-07-15
  • TX RA
    APPROVED
    Since 2022-08-01
  • CA RA
    APPROVED
    Since 2022-07-15

Branch Locations

800 Newport Center Drive Suite 500, Newport Beach, CA 92660 • United States

1999 Avenue Of The Stars Suite 2400, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Newport Beach CA 01/2009 02/2019
Morgan Stanley Smith Barney Llc Newport Beach CA 02/2019 Present
  • 01/2009 → 02/2019
    Ubs Financial Services Inc.
    Newport Beach, CA
  • 02/2019 → Present
    Morgan Stanley Smith Barney Llc
    Newport Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-15
  • S66 Uniform Combined State Law Examination
    2022-07-15
Other Names
  • Val J. Tobert
  • Valerie Jean Tobert
  • Valerie Jean Morris
  • Valerie Morris

View on SEC IAPD

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Other Offices

OKAPI CAPITAL, LLC · NEWPORT BEACH, CA
OCVC, LLC · NEWPORT BEACH, CA
MIG CAPITAL, LLC · NEWPORT BEACH, CA
RESEARCH AFFILIATES · NEWPORT BEACH, CA
PAAMCO PRISMA, LLC · NEWPORT BEACH, CA
COMPOSITION WEALTH, LLC · Newport Beach, CA
J.P. MORGAN SECURITIES LLC · NEWPORT BEACH, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Newport Beach, CA

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