Best Investors Account Sign in

Kyle Brown

First Trust Advisors LP

Wheaton, IL

Brookhaven, GA

Claim This Profile
Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-04-25
IL RA APPROVED 2022-06-23
  • FL RA
    APPROVED
    Since 2025-04-25
  • IL RA
    APPROVED
    Since 2022-06-23

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Brookhaven, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New Trier Hockey Club Winnetka IL 08/2014 06/2017
New Trier Lacrosse Club Winnetka IL 03/2015 07/2017
Guggenheim Funds Distributors Llc Chicago IL 02/2016 06/2022
First Trust Portfolios L.P. Wheaton IL 06/2022 Present
First Trust Advisors L.P. Wheaton IL 06/2022 Present
  • 08/2014 → 06/2017
    New Trier Hockey Club
    Winnetka, IL
  • 03/2015 → 07/2017
    New Trier Lacrosse Club
    Winnetka, IL
  • 02/2016 → 06/2022
    Guggenheim Funds Distributors Llc
    Chicago, IL
  • 06/2022 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 06/2022 → Present
    First Trust Advisors L.P.
    Wheaton, IL
Previous Registrations
  • 2016-02-08 → 2022-06-21
    Guggenheim Investments
    Chicago, IL
    New York, NY
    Chicago, IL
    Atlanta, GA
    Atlanta, GA
  • 2011-10-03 → 2016-01-25
    Edward Jones
    Maryland Heights, MO
    Maryland Heights, MO
    Niles, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-30
  • S66 Uniform Combined State Law Examination
    2011-09-30

View on SEC IAPD

Other Firms

BOOSTER ASSET MANAGEMENT, LLC
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE ASSET MANAGEMENT, LLC
BROOKSTONE CAPITAL MANAGEMENT LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
EDWARD JONES
CETERA INVESTMENT ADVISERS LLC
MONETTA FINANCIAL SERVICES INC

Other Investors

CORY JOHN GREBE
ALLAN CURTIS PARLIER
JASON MICHAEL CRUMP
DAVID KEVIN SEITZER
NORMAN CHARLES GARNER
RANDY LEON FLOYD
Julie Marie Cunningham
Nicole Lea Ayers

Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · Wheaton, IL

More in Wheaton, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor