Kyle Brown

Employer firm

First Trust Advisors LP CRD 107027

$309B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 06/2017
  New Trier Hockey Club
  Winnetka, IL
• 03/2015 → 07/2017
  New Trier Lacrosse Club
  Winnetka, IL
• 02/2016 → 06/2022
  Guggenheim Funds Distributors Llc
  Chicago, IL
• 06/2022 → Present
  First Trust Portfolios L.P.
  Wheaton, IL
• 06/2022 → Present
  First Trust Advisors L.P.
  Wheaton, IL

Previous Registrations

• 2016-02-08 → 2022-06-21
  Guggenheim Investments
  Chicago, IL
  New York, NY
  Chicago, IL
  Atlanta, GA
  Atlanta, GA
• 2011-10-03 → 2016-01-25
  Edward Jones
  Maryland Heights, MO
  Maryland Heights, MO
  Niles, IL

Exams

• S66 Uniform Combined State Law Examination
  2011-09-30