Jerome Sanders

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-05-01
AL	RA	APPROVED	2016-06-20

TX RA
APPROVED_RES

Since 2026-05-01
AL RA
APPROVED

Since 2016-06-20

Branch Locations

Mobile, AL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Principal Securities Inc	Mobile	AL	03/2016	Present

03/2016 → Present

Principal Securities Inc

Mobile, AL

Other Businesses

**OUTSIDE LIFE INSURANCE, SELLS OUTSIDE LIFE INSURANCE, 5/18/12.**OUTSIDE INSURANCE, BROKER-LIFE, 6/21/12. **OUTSIDE INSURANCE, SELLS ANNUITIES, 7/18/12. **OUTSIDE INSURANCE; BROKER-HEALTH; 2/8/13. ALABAMA OMEGA FOUNDATION POSITION: Secretary NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2022 ADDRESS: 1810 Charlanda Drive, Mobile AL 36695, United States DESCRIPTION: The Alabama Omega Foundation is a 501(c)(3) organization which contributes to scholarships, student financial aid and awards. My main function will be to serve as recording secretary. COLLECTIVE INVESTMENTS INC. POSITION: Own a rental property NATURE: Real Estate Rental Income INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2000 ADDRESS: 1810 Charlanda Drive, Mobile AL 36695, United States DESCRIPTION: Rental property BEULAH GOODE SCHOLARSHIP POSITION: Chairman NATURE: Chairman of scholarship committee for selecting a high school student who is a member of the church to receive scholarship. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: 1644 Wolf Ridge Road, Whistler AL 36610, United States DESCRIPTION: Select a graduating high school student who is a member of the church to receive the Beulah Goode Scholarship. Administrated by Community Foundation.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-06-17
S63	Uniform Securities Agent State Law Examination	2011-09-14

S66 Uniform Combined State Law Examination

2016-06-17
S63 Uniform Securities Agent State Law Examination

2011-09-14

View on SEC IAPD