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Shawn P Terrell

Dentist Exit Planning

Windsor Heights, IA

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Current Employers
Dentist Exit Planning

6500 University Avenue Suite 100, Windsor Heights, IA 50324 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2021-06-10
  • IA RA
    APPROVED
    Since 2021-06-10

Branch Locations

6500 University Avenue Suite 100, Windsor Heights, IA 50324 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Company Clive IA 06/2011 Present
Park Avenue Securities Clive IA 08/2011 06/2021
Terrell Advisors, Llc Windsor Heights IA 06/2021 Present
  • 06/2011 → Present
    Guardian Life Insurance Company
    Clive, IA
  • 08/2011 → 06/2021
    Park Avenue Securities
    Clive, IA
  • 06/2021 → Present
    Terrell Advisors, Llc
    Windsor Heights, IA
Previous Registrations
Other Businesses

1. Group Benefits Limited Broker-Offer Individual and Group Health and Dental Insurance through Group Benefits Limited. Start: 03/15/2013 Address: Group Benefits Limited: 12006 Ridgemont Drive Urbandale, IA 50323 4 bus hrs per month Investment related 2. Disability Resource Group Broker-Provide disability insurance solutions for my clients. Start: 07/01/2014 Address: 2625 West Peterson Avenue; Chicago, IL; 60659 10 bus hrs per month Investment related 3. Principal Disability Insurance-Broker directly with Principal to quote and write their disability insurance product. Start: 05/17/2016 Address: 711 High Street Des Moines, IA; 50392 10 bus hrs per month Investment related 4. Mass Mutual Brokerage-Broker contract with Mass Mutual brokerage Start: 01/23/2018 Address: 100 S. Fifth Street Suite 2300; Minneapolis, MN; 55402 5 bus hrs per month Investment related 5. Book Author-Author of "The Professional Practice Trap, Start: 08/14/2020 Address: 12345 University Ave. Clive, IA; 50325 4 total hours per month 4 during securities trading hours Not investment related Less than 10% annual compensation

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-10-13
S63 Uniform Securities Agent State Law Examination 2011-09-09
  • S65 Uniform Investment Adviser Law Examination
    2011-10-13
  • S63 Uniform Securities Agent State Law Examination
    2011-09-09
Other Names
  • Shawn Patrick Terrell

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