Best Investors
Account
Sign in
Best Investors
Account
Sign in
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-08-01 |
Branch Locations
7000 University Ave, Windsor Heights, IA 50324 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Securities | Des Moines | IA | 09/2011 | 05/2022 |
| Securities America Inc. | Windsor Heights | IA | 06/2022 | 06/2024 |
| Osaic Wealth, Inc. | Windsor Heights | IA | 06/2024 | Present |
1. INSURANCE LICENSES POSITION: Registered Rep NATURE: Insurance License INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/23/2022 ADDRESS: 7000 University Ave, Windsor Heights IA 50324, United States DESCRIPTION: Offering annuities as a solution for clients. 2. BANKERS TRUST POSITION: Registered Representative NATURE: I am a Registered Representative and employee of Bankers Trust. I am on an incentive plan with Bankers Trust. They pay my salary. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/23/2022 ADDRESS: 453 7th St, Des Moines IA 50309 DESCRIPTION: I am a Registered Representative and employee of Bankers Trust. I am on an incentive plan with Bankers Trust. They pay my salary.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 2011-11-30 |
Reach out to this advisor