John Francis Mazzone

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → 06/2019
  Santander Bank Na
  Worcester, MA
• 04/2015 → 06/2019
  Santander Securities Llc
  San Juan, PR
• 06/2019 → 10/2020
  Wells Fargo Clearing Services Llc
  Worcester, MA
• 10/2020 → 08/2022
  Citizens Securities, Inc.
  Framingham, MA
• 08/2022 → 09/2023
  Sagepoint Financial, Inc.
  Millbury, MA
• 09/2023 → Present
  Osaic Wealth, Inc.
  Millbury, MA

Previous Registrations

• 2022-08-31 → 2023-09-01
  Osaic Services, Inc.
  Millbury, MA
• 2020-10-30 → 2022-09-02
  Citizens Securities, Inc.
  Natick, MA
  Framingham, MA
  Framingham, MA
  Hudson, MA
  Marlborough, MA
  Worcester, MA
  Hudson, NH
• 2019-08-13 → 2020-11-10
  Wells Fargo Clearing Services, Llc
  Worcester, MA

Other Businesses

1) MAZZONE WEALTH MANAGEMENT POSITION: Representative NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/02/2022 ADDRESS: 37 Tainter Hill Rd, Millbury MA 01527, United States DESCRIPTION: DBA "Mazzone Wealth Management." Providing solutions to clients using a variety of fixed annuities and life insurance. 2) JOHN'S CORD WOOD POSITION: owner NATURE: sole proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2015 ADDRESS: 151 Chipper Hill Rd, Northbridge MA 01534, United States DESCRIPTION: Tree removal, arborist work, cord wood

Exams

• S66 Uniform Combined State Law Examination
  2019-08-13
• S63 Uniform Securities Agent State Law Examination
  2015-06-05

Other Names

• John F Mazzone
• John Mazzone
• John Francis Mazzone