James D Murphy

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2011 → Present
  Bank Of America, N.A.
  Chicago, IL
• 07/2011 → Present
  Merrill Lynch, Pierce, Fenner And Smith Incorporated
  Chicago, IL

Other Businesses

I* 1767299For profit or not for profit: Name of outside business organization: Rental Property 1Investment related: noAddress of business: Chicago, IL, 60647Nature of business: Position, title, association: Sole ownerStart date of relationship: 05/01/2024Number of hours devoted: 1 monthly Number of hours devoted during trading hours: 0Duties: Purpose: I*3647265, Entity Type: , Name of OBA: J D M Irrevocable Trust, Address: Boca Grande, Florida, 33921, Investment Related: N, Position, Title, Association: Co-Trustee, Employee Start Date: 01/30/2026, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  2011-10-13

Other Names

• James David Murphy
• Jimmy David Murphy
• Jim David Murphy
• James David Murphy