Huxley Joachim Pinto

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-06-12
NY	RA	APPROVED	2026-06-09
FL	RA	APPROVED	2012-06-29

TX RA
APPROVED_RES

Since 2026-06-12
NY RA
APPROVED

Since 2026-06-09
FL RA
APPROVED

Since 2012-06-29

Branch Locations

1 Penn Plaza 27Th Fl [Support Center], New York, NY 10119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc.	West Palm Beach	FL	06/2012	11/2016
Wells Fargo Bank Na	West Palm Beach	FL	06/2012	Present
Wells Fargo Clearing Services, Llc	West Palm Beach	FL	11/2016	Present

06/2012 → 11/2016

Wells Fargo Advisors, Llc.

West Palm Beach, FL
06/2012 → Present

Wells Fargo Bank Na

West Palm Beach, FL
11/2016 → Present

Wells Fargo Clearing Services, Llc

West Palm Beach, FL

Previous Registrations

2011-10-11 → 2012-05-02

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Palm Beach Gardens, FL

Other Businesses

RENTAL PROPERTY - HIDDEN ; INV RELATED; PALM BEACH GARDENS, FL; RESIDENCE;50% OWNERSHIP; START DATE: 01/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-10-07

S66 Uniform Combined State Law Examination

2011-10-07

Other Names

Huxley Pinto

View on SEC IAPD