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Keith P Schmidt

Blackrock Investment Management, LLC

Princeton, NJ

Philadelphia, PA

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Current Employers
Blackrock Investment Management, Llc

1 University Square Drive, Princeton, NJ 08540 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-06-06
PA RA APPROVED 2024-06-06
  • NJ RA
    APPROVED
    Since 2024-06-06
  • PA RA
    APPROVED
    Since 2024-06-06

Branch Locations

1 University Square Drive, Princeton, NJ 08540 • United States

2929 Arch Street, Philadelphia, PA 19104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Investments New York NY 07/2015 03/2018
Hartford Funds Management Company, Llc Wayne PA 03/2018 04/2024
Hartford Funds Distributors, Llc Wayne PA 03/2018 04/2024
Blackrock Investments Llc Philadelphia PA 04/2024 Present
Blackrock Philadelphia PA 04/2024 Present
  • 07/2015 → 03/2018
    New York Life Investments
    New York, NY
  • 03/2018 → 04/2024
    Hartford Funds Management Company, Llc
    Wayne, PA
  • 03/2018 → 04/2024
    Hartford Funds Distributors, Llc
    Wayne, PA
  • 04/2024 → Present
    Blackrock Investments Llc
    Philadelphia, PA
  • 04/2024 → Present
    Blackrock
    Philadelphia, PA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-19
S63 Uniform Securities Agent State Law Examination 2011-08-13
  • S66 Uniform Combined State Law Examination
    2011-10-19
  • S63 Uniform Securities Agent State Law Examination
    2011-08-13

View on SEC IAPD

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ERICA DORAY SEREMETA
DUANE THOMAS LIEDL
MANUEL DAVID SEIDNER
RICHARD DALE WOLFE
MICHAEL JON HEILBRONN
ANGELA MARIE LIBRIZZI

Other Offices

SONGBIRD CAPITAL, LLC · PRINCETON, NJ
J.P. MORGAN SECURITIES LLC · Princeton, NJ
SYSTEMATIC ALPHA INVESTMENTS, LLC · PRINCETON, NJ
PNC WEALTH MANAGEMENT LLC · PRINCETON, NJ
RBC CAPITAL MARKETS, LLC · Princeton, NJ
WATERMARK GROUP, INC. · PRINCETON, NJ
PRINCETON EQUITY GROUP · PRINCETON, NJ
MERCATOR PARTNERS · PRINCETON, NJ

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