David Edward Riggs

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Houston, TX
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Houston, TX

Other Businesses

Real Estate Ownership; Single Family; 4560 Brandon Street, , Beaumont, TX, 77701; Not Investment-Related; 02/18/2013 / Single Family; 4583 Brandon St, , Beaumont, TX, 77701; Not Investment-Related; 02/18/2013. Business Ownership; Pinnacle Reach Partners, LLC; ; Consulting relationships with outside professionals (i.e. CPA's, Attorneys, etc.) to provide case input and analysis. As consultants we will help promote alignment of ideas and concepts to the needs of clients.; 10375 Richmond Ave Ste 1503Houston, Tx 77042, ,; ; 07/23/2012; 1 to 9 hours per month; / JHRA Group LLC; Co-owner; Managment of real estate for our office; 10375 Richmond AveSte 1503, , Houston, TX, 77042; Not Investment-Related; 01/01/2008; 1 to 9 hours per month; 0 during trading hours / Merde Group, LLC; Co-owner; Real Estate Rental. We will be buying and renting homes for profit.; 802 Cheyenne Ridge3, , Rosharon, TX, 77583; Investment-Related; 03/18/2013; 1 to 9 hours per month; 0 during trading hours / St Louis Enterprises, LLC; Co-owner; Real Estate Investment Company; 802 Cheyenne Ridge Dr, , Rosharon, TX, 77583; Investment-Related; 05/01/2017; 1 to 9 hours per month; 0 during trading hours / T and D Realty, LLC; Co-owner; Real Estate; 1109 River Court, , League City, TX, 77573; Not Investment-Related; 06/28/2021; 1 to 9 hours per month; 0 during trading hours. Board of Directors; WRCF Executive Compensation Committee; Board Member; 7620 FM 521Rosharon, Tx 77583, ,; ; 03/01/2012; 1 to 9 hours per month; / Texas State University Development Foundation; Board Member; 601 University Dr, , San Marcos, TX, 78666; Not Investment-Related; 07/24/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Word Of Restoration Christian Fellowship; Board Member; 7620 FM 521, , Rosharon, TX, 77583; Not Investment-Related; 02/18/2012; 1 to 9 hours per month; 0 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-12-10