Cary Elbert Schultz

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2011 → Present
  Califano Financial Group
  San Pedro, CA
• 08/2011 → 09/2023
  Sagepoint Financial
  Long Beach, CA
• 09/2023 → 05/2025
  Osaic Wealth, Inc.
  San Pedro, CA
• 05/2025 → Present
  Lpl Financial Llc
  San Pedro, CA

Previous Registrations

• 2022-02-10 → 2026-01-23
  Califano Financial Group
  San Pedro, CA
• 2016-01-15 → 2022-04-12
  Osaic Services, Inc.
  San Pedro, CA
• 2016-02-03 → 2021-12-31
  Califano Financial Group
  San Pedro, CA

Other Businesses

1. 05/29/2025 - Cary Schultz, CPA - Tax Prep/Accounting/CPA - Investment Related - Long Beach CA 90814 - Start Date: 01/18/2019 - 8 Hrs/Mth - 1 Hrs During Trading. -  Time Spent: 15 2. 05/29/2025 - CALIFANO FINANCIAL GROUP - DBA for LPL Business (entity for LPL business) - Investment Related - San Pedro, CA 90731 - Start Date: 05/29/2025- 160 Hrs/Mth - 130 Hrs During Trading. -  Time Spent: 100 3. 07/31/2025 - Altum Financial Inc. - Tax Prep/Accounting/CPA - Home Based - Inv Rel - Start date: 07/28/2025 - 15Hrs/mnth - 5 hrs during trading 4. 06/10/2026 - Schultz Family Trust - Real Estate Rental - Investment Related - Long Beach, CA - Start Date 05/20/2026 - 3 hours per month/ 0 hours during trading 5. 06/25/2026 - Altum Wealth Management, Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/22/2026 - 20 hours per month/ during trading

Exams

• S66 Uniform Combined State Law Examination
  2012-01-09

Designations

• Chartered Financial Analyst