Joel Antonio Diaz

Employer firm

Anchored Wealth CRD 331693

$9.75M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1996 → 10/2017
  United States Navy Reserves
  Houston, TX
• 01/2013 → 08/2022
  Capital One Bank
  Houston, TX
• 12/2014 → 10/2017
  Capital One Financial Advisors
  Melville, NY
• 01/2015 → 10/2017
  Capital One Sharebuilder, Inc.
  Houston, TX
• 01/2015 → 10/2017
  Sharebuilder 401K
  Seattle, WA
• 10/2019 → 11/2020
  Engrave Wealth Partners, Llc
  The Woodlands, TX
• 08/2022 → 05/2024
  First Horizon
  Houston, TX
• 04/2024 → Present
  Anchored Wealth
  The Woodlands, TX

Previous Registrations

• 2022-08-30 → 2024-05-08
  First Horizon Advisors, Inc.
  Houston, TX
• 2020-02-25 → 2020-11-24
  Engrave Wealth Partners, Llc
  The Woodlands, TX

Other Businesses

1) TSD CAPITAL, LLC, NON-INVESTMENT RELATED; 44 RED SABLE POINT, THE WOODLANDS, TEXAS 77380; ASSET HOLDING COMPANY; REAL ESTATE; OWNERSHIP INTEREST IN BALLROOM DANCE COMPANY, LLC, DBA MOTION DANCE CENTER; OWNERSHIP INTEREST IN XAVIER EDUCATIONAL ACADEMY LLC; MANAGING MEMBER/PRESIDENT; 07/2008; 1 HR/MO; 0 HRS/DURING TRADING HRS.; REVIEW FINANCIAL/FRANCHISE REPORTS. 2) LICENSED INSURANCE AGENT, NON-INVESTMENT RELATED; 44 RED SABLE POINT, THE WOODLANDS, TX 77380; GENERAL LINES AGENT-LIFE, ACCIDENT, HEALTH & HMO (TEXAS) INSURANCE; 04/2000, 1 HR/MO.; 1 HR DURING TRADING HOURS; INSURANCE PRODUCTS. 3) JOEL AND SUSANA DIAZ HOME; NON INVESTMENT-RELATED; 107 N. ROCKFERN CT., THE WOODLANDS, TX 77380; RENTAL HOME; OWNER; 01/01/2026; 1 HR/MO.; ZERO HRS/DURING TRADING HOURS; OVERSEE RENTAL PROPERTY.

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-02-25
• S66 Uniform Combined State Law Examination
  2000-06-20