Thomas Kirtley Phillips

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 03/2023
  Raymond James & Associates
  Albany, GA
• 03/2023 → Present
  Raymond James Financial Services, Inc.
  Leesburg, GA
• 03/2023 → Present
  Raymond James Financial Services Advisors, Inc.
  Leesburg, GA

Previous Registrations

• 2015-10-22 → 2023-04-04
  Raymond James & Associates, Inc.
  Albany, GA
• 2011-11-22 → 2015-10-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Albany, GA

Other Businesses

(1)Name of Business: Magnolia Stables at Byron Plantation, LLC Address: 252 Byron Ridge Dr, Albany, GA, 31721, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 08/01/2023 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Oversee the Barn for my daughters riding. (2)Name of Business: Tennyson Phillips Wealth Management Address: 192 Oakland Parkway, Suite A, Leesburg , GA, 31763, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 03/31/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: When we transitioned from RJA to RJFS, we co-branded Tennyson Phillips Wealth Management with Raymond James. (3)Name of Business: TKP Philllips Wealth Management LLC Address: 192 Oakland Pkwy Ste A, Leesburg, GA, 31763, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 03/01/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: This is the LLC RJFS suggested we set up to be paid By Raymond James.

Exams

• S66 Uniform Combined State Law Examination
  2011-11-19

Other Names

• Kirt Phillips
• Thomas K Phillips