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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-04-03
TX RA APPROVED_RES 2023-04-03
  • GA RA
    APPROVED
    Since 2023-04-03
  • TX RA
    APPROVED_RES
    Since 2023-04-03

Branch Locations

192 Oakland Parkway Suite A, Leesburg, GA 31763 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Albany GA 10/2015 03/2023
Raymond James Financial Services, Inc. Leesburg GA 03/2023 Present
Raymond James Financial Services Advisors, Inc. Leesburg GA 03/2023 Present
Previous Registrations
Other Businesses

(1)Name of Business: Magnolia Stables at Byron Plantation, LLC Address: 252 Byron Ridge Dr, Albany, GA, 31721, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 08/01/2023 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Oversee the Barn for my daughters riding. (2)Name of Business: Tennyson Phillips Wealth Management Address: 192 Oakland Parkway, Suite A, Leesburg , GA, 31763, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 03/31/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: When we transitioned from RJA to RJFS, we co-branded Tennyson Phillips Wealth Management with Raymond James. (3)Name of Business: TKP Philllips Wealth Management LLC Address: 192 Oakland Pkwy Ste A, Leesburg, GA, 31763, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 03/01/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: This is the LLC RJFS suggested we set up to be paid By Raymond James.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-19
  • S66 Uniform Combined State Law Examination
    2011-11-19
Other Names
  • Kirt Phillips
  • Thomas K Phillips

View on SEC IAPD

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