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Joseph Michael Schoff

Raymond James & Associates, Inc.

Wilmington, DE

CRD 5961395

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-10-01
MD RA APPROVED 2019-01-09
DE RA APPROVED 2011-10-10
  • TX RA
    APPROVED_RES
    Since 2024-10-01
  • MD RA
    APPROVED
    Since 2019-01-09
  • DE RA
    APPROVED
    Since 2011-10-10

Branch Locations

Bellevue Park Corporate Center 200 Bellevue Parkway-Suite 425, Wilmington, DE 19809 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Wilmington DE 07/2011 Present
  • 07/2011 → Present
    Raymond James & Associates
    Wilmington, DE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-07
  • S66 Uniform Combined State Law Examination
    2011-10-07
Other Names
  • Joe Schoff

View on SEC IAPD

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