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Adam J Fiore

Merrill Lynch, Pierce, Fenner & Smith Incorporated

State College, PA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-05-03
PA RA APPROVED 2012-05-04
  • TX RA
    APPROVED
    Since 2013-05-03
  • PA RA
    APPROVED
    Since 2012-05-04

Branch Locations

475 Rolling Ridge Dr, State College, PA 16801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated State College PA 04/2012 Present
Bank Of America, N.A. State College PA 07/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-16
  • S66 Uniform Combined State Law Examination
    2012-03-16
Other Names
  • Adam James Fiore

View on SEC IAPD

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Other Offices

VICUS CAPITAL, INC. · STATE COLLEGE, PA
VICUS CAPITAL, INC. · STATE COLLEGE, PA
VICUS CAPITAL, INC. · State College, PA
VICUS CAPITAL, INC. · State College, PA
NESTLERODE & LOY, INC. · STATE COLLEGE, PA
NESTLERODE & LOY, INC. · STATE COLLEGE, PA
ABUNDANCE WEALTH COUNSELORS, LLC · STATE COLLEGE, PA
EDWARD JONES · STATE COLLEGE, PA

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